Licensee Database

Welcome to the Washington State DFI database of registrants and licensees.
Certain investment offerings and financial services professionals and/or businesses are required by state law to be registered
or licensed with DFI for consumer protection. This database will allow you to determine if a business or individual is or has
been licensed to do business in that industry.
Information is updated twice daily at 5:00 AM and 12:00 PM Pacific Standard Time.
By proceeding, you agree that the information provided will not be used for commercial purposes. See RCW 42.56.070(9).

FINRAConsumerAccess

Click logo to check the records of broker-dealers and investment advisers firms and their representatives at FINRA (Financial Industry Regulatory Authority) and the U.S. Securities and Exchange Commission.

NMLSConsumerAccess

Click logo to check the records of mortgage companies, branches, loan originator, money transmitter/currency exchangers, check cashers , small loans (payday lenders) and consumer loan companies in the Nationwide Mortgage Licenses System (NMLS).

Please select the type of file you want to search
	Investment Company (Mutual Fund)	Business Opportunity
	Franchise(included Exemption, Brokers)	Other Securities Filings
	Escrow Officers	Escrow Agents (Companies)

Please enter a search item. Either the name (enter entire or part of company name, and search Escrow Officer by last name)
on the filing or file number, license number, city, zip code:

Display All Statuses (If not checked, the results will only display records in a "Current" status)
File Number	OR License Number :
Name
City
Zip Code